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Brexit: the FCA confirms final rules for firms
The Financial Conduct Authority (FCA) has today published its final instruments and guidance that will apply in the event the UK leaves the EU without a deal or an implementation period. -
REP025 data item: FAQs
Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs). -
Tracing employers' liability insurers
Our rules require all general insurers to notify us if they have any actual or potential liability for UK commercial lines employers’ liability claims. If they have such liability, they are required to produce an employers’ liability register -
Benchmark administrator applications and equivalence notifications
Find out how to get authorised or registered as a UK benchmark administrator. -
Remote or hybrid working: FCA expectations for firms
It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities. -
Amend an authorised fund
To amend or wind up an authorised fund you must send us a notification for approval of the proposed change. -
Considering a defined benefit pension transfer
Transferring out of a defined benefit (DB) pension scheme is a big decision and isn’t right for everyone. Find out what you need to think about, and the risks involved. -
Shareholding notification and disclosure
There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information. -
Become an appointed representative
Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm. -
The FCA consults on its approach ahead of the UK’s exit from the EU
The Financial Conduct Authority (FCA) today published two consultation papers, setting out its proposals in the event the UK leaves the European Union on 29 March 2019 without an implementation period. It also set out its approach to the