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Showing 32 to 41 of 148 search results for register for checking the details of key.

32. Check the Financial Services Register

    You can check our FS Register to make sure a firm or individual is authorised and has permission for the service it’s offering you.

33. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

34. Scheme documents

    Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
    You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

35. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).

36. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

37. Help: Connect

    Published: 03/05/2016 Last modified: 28/07/2023
    Useful tips for registering with Connect if you are already authorised.

38. Keyfunders / Key Funders (Clone of FCA Authorised Firm)

    Warnings Published: 17/01/2022 Last modified: 17/01/2022
    Keyfunders / Key Funders (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

39. TechSprints

    Tasks for firms Focus areas Published: 06/09/2017 Last modified: 18/03/2024
    Find out more about what TechSprints are and details of our upcoming TechSprint events.

40. Defined benefit pension transfers

    Tasks for firms Published: 16/06/2019 Last modified: 19/06/2023
    Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.

41. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms

42. Defined Benefit Advice Assessment Tool (DBAAT)

    Published: 19/06/2023 Last modified: 20/09/2023
    The FCA Defined Benefit Advice Assessment Tool (DBAAT) helps the market understand how they assess the suitability of Defined Benefit (DB) pension transfer and related investment advice and disclosures.