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Showing 131 to 140 of 14252 search results for register for Gabriel.

  1. FSA - PS11/6 [pdf]

    Policy statements Published: 27/05/2011 Last modified: 30/05/2013
    Policy FSA - PS11/6 - This Policy Statement reports on the main issues arising from our proposals on implementing CMAR on GABRIEL for CASS medium and large firms in Consultation Paper 11/4 (The Client Money and Asset Return (CMAR).

  2. Connect questions

    Registers and systems Published: 12/05/2016 Last modified: 09/02/2023
    Read the answers to common questions on how to use Connect.

  3. Digitawealth Management Company

    Warnings Published: 26/04/2024 Last modified: 26/04/2024
    Digitawealth Management Company is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  4. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out which points you should review before completing an Appointed Representative’s application.

  5. Register of Small Registered UK AIFMs [pdf]

    Systems information Published: 04/08/2020 Last modified: 28/03/2024
    FCA list of small registered UK Alternative Investment Fund Managers (AIFMs).

  6. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  7. BI Pinnacle / bipinnacle.com

    Warnings Published: 26/04/2024 Last modified: 26/04/2024
    BI Pinnacle / bipinnacle.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. UK EMIR news

    Markets policy Published: 24/05/2016 Last modified: 18/12/2023
    Read our archive of news relating to EMIR dating back to August 2013.

  9. FCA to introduce UK Benchmarks Register

    Statements Published: 22/03/2019 Last modified: 22/03/2019
    We continue to plan for a range of outcomes in relation to Brexit, including the UK leaving the EU without an implementation period. To prepare for this scenario, we have developed a new UK Benchmarks Register. The new Register will replace the ESMA

  10. Financial crime in the payments and e-money sector: webinar

    Events Published: 03/07/2023 Last modified: 03/07/2023
    Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector .