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Showing 1 to 10 of 4408 search results for publish a final notice.

1. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

   Press Releases Published: 22/07/2014 Last modified: 22/07/2014
   FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... The Financial Conduct Authority (FCA) has today published a Final Notice for Ian Hannam stating that it has fined him £450,000.

2. FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function

   Press Releases Published: 22/09/2015 Last modified: 14/11/2016
   FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function. ... The Final Notice for Craig McNeil.

3. What we publish

   Last modified: 19/03/2024
   We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

4. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

5. Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]

   Final notices Published: 15/08/2023
   Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy

6. FCA publishes warning notice statements for GAM International Management and Timothy Haywood

   Press Releases Published: 16/12/2021 Last modified: 16/12/2021
   The Financial Conduct Authority (FCA) has fined GAM international Management Limited £9.1m and Timothy Hayward £230,037 for conflicts of interest and gifts & entertainment matters.

7. FCA publishes Decision Notice for former UBS LIBOR trader

   Press Releases Published: 14/04/2016 Last modified: 14/04/2016
   On 19 December 2012 the FSA published a Final Notice against UBS and imposed on UBS a financial penalty of £160 million. ... The Final Notice stated that UBS had committed serious misconduct in respect of its LIBOR and EURIBOR submissions process,

8. FCA publishes final Brexit instruments and Temporary Transitional Power (TTP) directions

   News stories Published: 22/12/2020 Last modified: 22/12/2020
   We've published the final onshoring instruments, related guidance and Temporary Transitional Power (TTP) directions that will apply at the end of the Brexit transition period.

9. Financial Conduct Authority publishes Decision Notice concerning Linear Investments Limited

   Press Releases Published: 27/09/2018 Last modified: 27/09/2018
   The Financial Conduct Authority (FCA) has today published a Decision Notice concerning Linear Investments Limited. Linear failed to take reasonable care to organise and control its affairs responsibly and effectively to ensure potential instances of

10. FCA publishes Decision Notice against former CEO of Sonali Bank (UK) Ltd for AML failings

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK), fining him £76,400.