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Showing 72 to 81 of 616 search results for provides update on regulatory sandbox.

  1. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 12/01/2024
    We are the UK regulator of trade repositories (TRs).
  2. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered
  3. Financial crime

    Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
    Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.
  4. Building better foundations in AI

    Speeches Published: 24/01/2023 Last modified: 24/01/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event.
  5. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  6. Innovation Advisory Group

    Firms Innovation Hub Published: 04/05/2023 Last modified: 15/03/2024
    The group provides a forum for FinTech and RegTech sectors and FCA to discuss issues and opportunities to inform our innovation work.
  7. Financial Resilience Survey

    Published: 25/05/2022 Last modified: 20/09/2023
    Solo-regulated firms might need to complete this short survey to help give us an accurate view of firms’ financial resilience.
  8. Previous DRR Phases

    Tasks for regulated firms Focus areas Published: 20/07/2018 Last modified: 10/02/2023
    Find out more about previous Digital Regulatory Reporting (DRR) pilots.
  9. Durable medium

    Tasks for firms Published: 06/03/2017 Last modified: 14/09/2023
    The FCA provides a clarification on the term 'durable medium', which will help firms to understand their obligations when using non-paper methods of communication.
  10. Advising on P2P agreements

    Tasks for regulated firms Published: 05/04/2016 Last modified: 10/02/2023
    The FCA provides information on new permissions for the regulated activity of 'advising on P2P agreements'