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Showing 91 to 100 of 15393 search results for provided for in the register.

  1. Financial Promotions for high-risk investments

    Multi-firm reviews Published: 27/09/2023 Last modified: 28/09/2023
    We outline the findings of our review of how firms offering restricted mass market investments (RMMIs) have complied with new rules on the customer journey. We identify examples of good and poor practice for the wider sector to consider and make any

  2. Consumer warning on Coinburp Limited

    News stories Published: 24/07/2021 Last modified: 24/07/2021
    The FCA has become aware of promotional material indicating that Coinburp Limited is intending to launch the CoinBurp $BURP Token and Initial DEX Offering on Monday 26 July. 

  3. Vector Wealth Ltd enters administration

    News stories Published: 22/04/2022 Last modified: 27/04/2022
    We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

  4. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

  5. Monneo Ltd enters special administration

    News stories Published: 30/05/2023 Last modified: 30/05/2023
    On 30 May 2023, a special administration order was made by the Court in relation to Monneo Ltd under the Payment and Electronic Money Institution Insolvency Regulations 2021.

  6. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 04/08/2021
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market

  7. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

  8. FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year

    Press Releases Published: 24/04/2018 Last modified: 31/05/2018
    Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans

  9. A to Z of financial terms - Provided for in the register

    Consumers Published: 20/03/2023 Last modified: 20/03/2023
    A to Z of financial services to help you understand financial and legal terms.

  10. RMA-G training and competence: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    RMA-G training and competence: help text
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