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Showing 171 to 180 of 15546 search results for provided for in the register.

  1. Reporting requirements for CMCs

    Claims management companies Published: 09/06/2019 Last modified: 07/02/2023
    Learn more about the annual reporting requirements for claims management companies (CMCs).

  2. Implementing Technology Change

    Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
    This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

  3. Mutual societies registration function: 2021-22

    Corporate documents Published: 24/05/2022 Last modified: 24/05/2022
    An update on our work and a breakdown of societies on the register. 

  4. Partnerships, priorities and predictions for the future in the pensions market

    Speeches Published: 14/10/2021 Last modified: 25/08/2022
    Speech by Sarah Pritchard, Executive Director, Markets, to the Pensions and Lifetime Savings Association 

  5. Product sales data: process related aspects FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: process related aspects FAQs

  6. All reporting firms moved to FCA’s new data collection platform RegData

    News stories Published: 19/05/2021 Last modified: 19/05/2021
    We have completed the move of 52,000 firms and 120,000 users from Gabriel to RegData.

  7. Brexit: information for participants in the wholesale markets operating in the UK (including wholesale banks, wholesale markets and asset managers)

    Firms Published: 26/02/2019 Last modified: 13/03/2024
    Passporting between the UK and EEA states has now ended. Find out more about the other ways in which firms can access the EEA.

  8. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  9. FCA secures interim restitution order against illegal deposit takers

    Press Releases Published: 03/02/2021 Last modified: 20/05/2022
    The Financial Conduct Authority (FCA) has secured an interim restitution order of just over £676,000 against 5 of the 7 defendants accused of carrying on unauthorised deposit taking by accepting money for projects including forex-trading and

  10. FCA publishes Decision Notice against Jon Frensham for non-financial misconduct

    Press Releases Published: 29/03/2021 Last modified: 29/03/2021
    The FCA has published a Decision Notice in respect of Jon Frensham (formerly known as Jonathan James Hunt), an independent financial adviser and the sole director at Frensham Wealth Limited.
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