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Showing 22 to 31 of 92 search results for post-Brexit.

  1. First Supervisory Notice 2021: FXBFI Broker Financial Invest Ltd [pdf]

    Supervisory notices Published: 10/05/2021
    This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime.
  2. Global regulation in the post-crisis era

    Speeches Published: 30/06/2016 Last modified: 01/07/2016
    Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.
  3. Global regulation, local solutions

    Speeches Published: 23/01/2020 Last modified: 28/02/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at BCLP, London
  4. Brexit Millionaire

    Warnings Published: 23/09/2021 Last modified: 23/09/2021
    Brexit Millionaire is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  5. Client agreements for transferring investment business

    Tasks for regulated firms Published: 15/02/2016 Last modified: 10/02/2023
    Firms carrying on designated investment businesses that acquire new clients through a transfer of business or takeover need proof of customer consent
  6. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.
  7. Information about Brexit from EEA regulators

    Firms Published: 06/11/2020 Last modified: 07/03/2024
    Links to the dedicated Brexit websites hosted by financial regulators in EEA member states.
  8. Supervisory Statement on the Operation of the MiFID Transparency Regime post-Brexit [pdf]

    Policy statements Published: 14/03/2019
  9. Market data reporting and MDP

    Markets Published: 04/09/2016 Last modified: 20/12/2022
    The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.
  10. The future of financial conduct regulation

    Speeches Published: 23/04/2019 Last modified: 22/01/2021
    Speech by Andrew Bailey, Chief Executive of the FCA, on the the future of financial conduct regulation, delivered at Bloomberg, London