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Showing 32 to 41 of 983 search results for poor culture.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  3. Keeping up with the credit sector: the FCA’s view on the market today

    Speeches Published: 30/03/2017 Last modified: 30/03/2017
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.

  4. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    But nevertheless this behaviour happened, and was allowed to happen, by poor systems and controls. ... Long-term business sustainability depends on an open, transparent and flexible risk-responsive culture.

  5. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

  6. Our Risk Outlook 2014

    Corporate documents Published: 31/03/2014 Last modified: 31/03/2014
    Our Risk Outlook sets out our approach to assessing risks to our objectives. It analyses the fundamental causes of risk and how these affect the financial services market and its participants.

  7. From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit

    Speeches Published: 29/11/2022 Last modified: 08/01/2024
    Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry.

  8. Market Watch 76

    Newsletters Published: 30/01/2024 Last modified: 31/01/2024
    Newsletter on market conduct and transaction reporting issues, October 2023.

  9. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Fair treatment of customers

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.

  11. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    consumer understanding is poor; where there is substantial consumer inertia; where consumers have behavioural biases; and where providers are not significantly differentiated and some markets are not sufficiently competitive. ... A much stronger, and
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