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Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
FG13/8 - A guide for Self-Invested Personal Pensions (SIPP) operators
FG13/8 - A guide for Self-Invested Personal Pensions (SIPP) operators. Finalised guidance First published:. ... FG13/8 - A guide for Self-Invested Personal Pensions (SIPP) operators. -
Publication of costs and charges data by workplace personal pension providers
Our expectations of providers for the first publication of costs and charges information under the new rules. -
PS14/12: A new capital framework for Self-Invested Personal Pension (SIPP) operators
We have outlined our final capital rules for Self-Invested Personal Pension (SIPP) operators, which will come into force on 1 September 2016. -
FCA publishes guidance on pension reforms announced in Budget 2014
FCA publishes guidance on pension reforms announced in Budget 2014. Press Releases First published:. ... The Financial Conduct Authority (FCA) today published guidance for firms following the changes to pension legislation, announced in Budget 2014. -
Retail Prices Index changes and DB pension transfer redress
We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030. -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
Ageing population: update from the FCA
We have published this statement to warn consumers against dealing with unauthorised firms. -
Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions
On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick -
GC17/1: Changes to the way firms calculate redress for unsuitable defined benefit pension transfers [pdf]
We are consulting on updating the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit pension schemes to personal pensions.