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Showing 141 to 150 of 3399 search results for pensions guidance.

  1. Our work on Defined Benefit Pension Transfers

    News stories Published: 03/10/2017 Last modified: 03/10/2017
    We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

  2. Regulation in a changing world

    Speeches Published: 21/10/2019 Last modified: 21/10/2019
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

  3. Financial Lives 2020 survey

    Financial Lives Published: 26/07/2023 Last modified: 26/07/2023
    Find out more about the Financial Lives 2020 survey including the FCA's reports and data. 

  4. REP025 data item: FAQs

    Tasks for firms Published: 26/10/2023 Last modified: 17/04/2024
    Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs).

  5. Financial Lives 2022 survey

    Financial Lives Published: 26/07/2023 Last modified: 20/03/2024
    Find out more about the Financial Lives 2022 survey including the FCA's published reports and data. 

  6. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  7. Defined benefit pension transfers redress calculations

    Consumers Published: 14/09/2022 Last modified: 28/02/2023
    Information on how firms work out how much redress (compensation) you may be due if you received unsuitable defined benefit (DB) pension transfer advice.

  8. Consumer investments data review 2020

    Data Published: 18/01/2021 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

  9. SRO / TMPR fees and levies

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We explain the fees that firms in the TPR and TMPR will need to pay.

  10. Support for automated models

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you.
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