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Showing 281 to 290 of 506 search results for pensions guidance levy.

  1. CP20/16: Debt advice levy rates for 2020/21 – additional funding

    Consultation papers Published: 05/08/2020 Last modified: 16/10/2020
    We are consulting on the rates at which we propose to charge our levies for the additional amount of funding for debt advice notified to us by Her Majesty’s Treasury (the Treasury) and the Department for Work and Pensions (DWP) in 2020/21.

  2. FCA puts the spotlight on debt management firms

    Press Releases Published: 15/03/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has today published its second thematic review of the debt management sector, looking at commercial and not-for-profit firms that provide debt advice and administer debt management plans to help customers deal

  3. Product sales data: general guidance and retail investments FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: general guidance and retail investments FAQs.

  4. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. TR14/12 - Enhanced transfer value pension transfers

    Thematic reviews Published: 21/07/2014 Last modified: 21/07/2014
    The results from the review showed that some financial advisers appear to have provided ETV pension transfer advice without complying with the requirements and guidance in force at the time. ... All financial advisers who provide pension transfer advice,

  6. FCA publishes its Business Plan for 2018/19

    Press Releases Published: 09/04/2018 Last modified: 11/04/2024
    The FCA has published its Business Plan for 2018/19 which sets out the key priorities for the coming year.

  7. FCA publishes Defined Benefit Advice Assessment Tool

    News stories Published: 15/01/2021 Last modified: 15/01/2021
    The DBAAT helps the market understand how we assess the suitability of defined benefit pension transfer advice

  8. Preparing your firm's wind-down plan

    Firm authorisation Published: 01/03/2024 Last modified: 01/03/2024
    Wind-down plans help firms exit the market in an orderly manner if their business is no longer viable. Find out when and how to prepare one for your firm.

  9. FCA statement on the Joint Declaration on climate change

    Statements Published: 02/07/2019 Last modified: 08/07/2019
    Today we have published a Joint Declaration with the Prudential Regulation Authority (PRA), The Pensions Regulator (TPR) and Financial Reporting Council (FRC), welcoming the publication of the Government’s Green Finance Strategy and setting out

  10. FCA announces further action on defined benefit transfers

    Press Releases Published: 19/06/2019 Last modified: 19/06/2019
    The Financial Conduct Authority has today published the results of the data it has received from firms carrying out Defined Benefit (DB) transfers and set out the next steps in its supervisory work related to transfers.