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Showing 141 to 150 of 184 search results for our proposals in Primary Market Bulletin.
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FCA updates on its Sustainability Disclosure Requirements (SDR) and investment labels consultation
The FCA sets out some of the feedback on our proposals and our next steps, including timing of the Policy Statement. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Admission to trading on a regulated market – Engagement Paper 1
We are asking for views on how we should approach setting requirements for issuers seeking to have securities admitted to trading on regulated markets under the new public offers and admissions to trading regime. -
Technical information on RMAR source data
The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Notification and disclosure of net short positions
The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. -
Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports. -
FCA commits to being a more innovative, assertive and adaptive regulator
The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020 -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
CP20/5: Consultation paper on ETF Listing: Premium to Standard Listing
In our Discussion Paper we asked whether premium listing obligations to open-ended investment companies (OEICs) should be dis-applied and OEICs should be listed in the standard-listing segment. Following our Feedback Statement, we committed to