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Showing 31 to 40 of 212 search results for obligations under MiFID II.
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Statement on the Operation of the MiFID Markets Regime
Read our statement on the operation of the MiFID Markets Regime after the transition period ends. -
FCA publishes second consultation paper on the Markets in Financial Instruments Directive II implementation
The Financial Conduct Authority (FCA) has today published its second consultation paper (CP16/19) on the implementation of the Markets in Financial Instruments Directive II (MiFID II) in the UK. ... it.As much of MiFID II is in directly applicable -
From intellectual certainty to debate
And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II -
Complaints data items: FAQs
Complaints data items: FAQs -
Transitional provisions and regimes
Find out about the transitional provisions and regimes that are operating, following the end of the transition period. -
Market Watch 70
In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved -
Personal data and authorisation
How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing. -
FCA sets out its approach to the share trading obligation
We confirm our approach to the STO) at the end of the Brexit transition period, if mutual equivalence is not agreed. -
MiFID II costs and charges disclosures review findings
As part of our supervision work, we looked at the costs and charges disclosures of a sample of 50 firms authorised as MiFID investment firms in the retail investments sector. We wanted to understand if firms were complying with the new rules and -
Brexit and beyond
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.