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Showing 71 to 80 of 5229 search results for must%20register.

71. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

72. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

73. Keeping your firm's details up to date

    Tasks for firms Published: 03/05/2015 Last modified: 29/08/2023
    Learn how to keep your firm’s details up to date, and about the Firm Details Attestation and Directory Persons' Attestation.

74. Market Watch 75

    Newsletters Published: 31/10/2023 Last modified: 31/10/2023
    Newsletter on market conduct and transaction reporting issues, October 2023.

75. Mini-bonds

    Consumers Know your rights Published: 17/05/2019 Last modified: 06/06/2022
    Find out about mini-bonds and why retail investors should exercise caution when buying them.

76. AIFM notifications

    Markets Published: 08/06/2016 Last modified: 05/07/2023
    Full-scope UK Alternative Investment Fund Managers (AIFMs) must tell us of material changes to the conditions for initial authorisation. Find out about the different rules and what you must do.

77. Bank or building society

    Last modified: 22/09/2017
    Banks and building societies must comply with these regulatory changes from 13 January 2018.

78. Adviser charging rules

    Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
    Find out about our rules on how advisers can charge clients and how they must explain these charges.

79. Travel insurance and coronavirus (Covid-19)

    Tasks for regulated firms Published: 14/10/2021 Last modified: 14/10/2021
    We set out our expectations of firms to consider their regulatory requirements in the changed travel market.

80. Help: Connect

    Published: 03/05/2016 Last modified: 28/07/2023
    Useful tips for registering with Connect if you are already authorised.