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Showing 31 to 40 of 5209 search results for must%20register.
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Handbook of rules and guidance
All regulated firms must comply with our rules as set out in the FCA Handbook. -
Copy trading
Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management. -
Evolving our enforcement approach to protect and grow our markets
Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit. -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime. -
How to complain
If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service. -
LIBOR transition
As of end-2021, LIBOR has changed. Firms must act now and remove remaining dependencies on LIBOR. -
Security requirements for providers of account information or payment initiation services seeking authorisation or registration
Under the Payment Service Regulations 2017 (PSRs), providers of payment services must apply certain security requirements. Read more about what you need to do to apply for authorisation or registration. -
National private placement regime (NPPR)
Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations. -
Claims management companies must raise advertising standards, says FCA
Claims management companies (CMCs) must do more to ensure their promotions do not mislead potential customers according to the Financial Conduct Authority (FCA). Since the FCA took over regulation of CMCs on 1 April 2019 it has reviewed over 200 CMC -
Firms should strengthen anti-fraud systems and must treat victims of fraud better, review finds
We are working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud