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Showing 101 to 110 of 5231 search results for must%20register.

  1. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

  2. GIKLO

    Warnings Published: 13/02/2024 Last modified: 13/02/2024
    GIKLO is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  3. Authorised and recognised funds

    Tasks for firms Published: 10/05/2015 Last modified: 15/03/2024
    Investment funds that are structured as collective investment schemes (CIS) must be authorised or recognised by us to be promoted to retail investors in the UK.

  4. ATM10

    Warnings Published: 12/03/2024 Last modified: 12/03/2024
    ATM10 is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  5. Credit broking firms: key rules

    Tasks for regulated firms Published: 23/11/2015 Last modified: 16/02/2023
    Read about the key rules for credit broking firms.

  6. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.

  7. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
    All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process.

  8. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

  9. Professional standards: advisers

    Financial advisers Tasks for regulated firms Published: 21/12/2015 Last modified: 10/02/2023
    FCA provides professional standards that all advisers should meet

  10. Validation Orders

    Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
    The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.