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Showing 61 to 70 of 504 search results for mifid%20ii.

61. MiFID Annex for VOP Application Form [docx]

    Forms Published: 13/01/2017 Last modified: 26/05/2022
    This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation.

62. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

63. MiFID IT Controls Form [xlsx]

    Forms Published: 13/01/2017

64. MiFID Annex for VOP Application Notes [docx]

    Forms Published: 27/05/2022 Last modified: 27/05/2022
    MiFID Annex for VOP Application Notes

65. MiFID II conference: Best execution [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

66. MiFID IT Self Assessment Form [xls]

    Forms Published: 13/01/2017

67. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

68. Coronavirus (Covid-19): Information for firms

    Firms Focus areas Published: 17/03/2020 Last modified: 29/07/2022
    Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected.

69. MiFID II conference: Third countries [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

70. Impact Assessment: MiFID II product governance [pdf]

    Impact assessments Published: 01/08/2018
    Extension of MiFID II product governance provisions to non-MiFID firms