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Showing 51 to 60 of 504 search results for mifid%20ii.

51. MiFID Checklist: Wholesale [docx]

    Forms Published: 13/01/2017 Last modified: 13/12/2021
    MiFID wholesale checklist - application for authorisation

52. MiFID II Client Categorisation [pdf]

    Impact assessments Published: 04/07/2018

53. MiFID Maturity Assessment Form [xlsx]

    Forms Published: 13/01/2017

54. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.

55. MiFID Annex Notes [docx]

    Forms Published: 27/01/2017 Last modified: 27/01/2017
    MiFID Annex Notes

56. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

57. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018

58. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

59. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

60. MiFID Authorisation Form [docx]

    Forms Published: 13/01/2017 Last modified: 22/03/2022
    MiFID Authorisation Form