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Showing 101 to 110 of 504 search results for mifid%20ii.

101. MiFID Self Certification 6 Form [docx]

     Forms Published: 13/01/2017
     MiFID Self Certification 6 Form.

102. Cryptocurrency derivatives

     Statements Published: 06/04/2018 Last modified: 06/04/2018
     FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised.

103. From intellectual certainty to debate

     Speeches Published: 25/02/2015 Last modified: 26/02/2015
     And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II

104. MiFID II Investment Research [pdf]

     Impact assessments Published: 04/07/2018

105. MiFID Self Certification 7 Form [docx]

     Forms Published: 13/01/2017 Last modified: 30/12/2022
     MiFID Self Certification 7 Form.

106. Our regulatory focus on commodity markets

     Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
     Find out about key areas of our commodity markets regulation, including recognised bodies, warehousing, market abuse and actions we take.

107. 2016 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

108. MiFID Controller Form: Trust [docx]

     Forms Published: 13/01/2017 Last modified: 17/03/2022
     MiFID Controller Form: Trust

109. MiFID Transparency Waiver Form [docx]

     Forms Published: 07/04/2022
     MiFID Transparency Waiver Form

110. MiFID Annex II: Notification form for the list of members of the management body [docx]

     Forms Published: 13/01/2017 Last modified: 17/03/2022
     MiFID Annex II: Notification form for the list of members of the management body form