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Showing 41 to 50 of 677 search results for mifid ii.
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Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
Wholesale market policy – a year in review
Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]
From the meeting held on 6 September 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]
From the meeting held on 3 August 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]
From the meeting held on 6 October 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]
From the meeting held on 6 December 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 14 November 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]
From the meeting held on 22 November 2016. -
Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]
From the meeting held on 23 February 2017.