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Showing 161 to 170 of 676 search results for mifid ii.

161. Outsourcing and operational resilience

     Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
     The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

162. Passporting between the UK and Gibraltar

     Firms Published: 12/01/2023 Last modified: 11/12/2023
     Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

163. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.

164. Transparency in asset management

     News stories Published: 30/10/2013 Last modified: 15/08/2014
     Instruments Directive (MiFID) II negotiations.

165. Data reporting services providers

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
     Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.

166. Trade transparency and market liquidity data 2019/20

     Data Published: 10/09/2020 Last modified: 11/06/2021
     In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.

167. FCA makes senior hires

     Press Releases Published: 03/05/2022 Last modified: 03/05/2022
     As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

168. MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]

     Forms Published: 13/01/2017 Last modified: 28/09/2018
     MiFID Investment and Non Investment Insurance Contracts Supplement Form.

169. The New Market Infrastructure

     Speeches Published: 16/05/2014 Last modified: 29/11/2016
     Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

170. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.