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Showing 111 to 120 of 581 search results for level complaints data 2019.

111. FSA Firm-level complaints data 2010 H2 [xls]

     Data Published: 22/04/2013 Last modified: 04/08/2016
     FSA Firm-level complaints data 2010 H2. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.

112. UK EMIR library

     Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
     To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

113. Outsourcing and operational resilience

     Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
     The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

114. FSA Firm-level complaints data 2012 H1 [xls]

     Data Published: 22/04/2013 Last modified: 04/08/2016
     FSA Firm-level complaints data 2012 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.

115. Abnormal Trading Volume Ratio

     Data Published: 09/07/2019 Last modified: 12/10/2020
     In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).

116. Our pay gap data 2021

     Data Published: 15/07/2021 Last modified: 13/07/2022
     Our pay gap data for 2021, including gender, disability and ethnicity.

117. Credit rating agencies

     Focus areas Published: 07/01/2019 Last modified: 30/11/2023
     Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

118. Prime Loan

     Warnings Published: 07/05/2019 Last modified: 07/05/2019
     Prime Loan is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

119. AISP models under PSD2

     Tasks for regulated firms Published: 23/12/2019 Last modified: 10/02/2023
     The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2

120. Primary Market Bulletin 49

     Newsletters Published: 21/05/2024 Last modified: 21/05/2024
     This issue looks at Annual financial reporting, Long Term Incentive Plans (LTIPs) Global Depositary Receipts (GDRs) report