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Showing 92 to 101 of 303 search results for legal form as provided for in the register.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Whistleblowing quarterly data 2022 Q1

    Data Published: 04/08/2022 Last modified: 04/08/2022
    Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.

  3. Information for societies on community shares

    Mutual societies Published: 10/05/2023 Last modified: 10/05/2023
    Co-operative and community benefit societies can issue shares to the public to raise money to help run the society. Find out more about these ‘community shares’.

  4. Reporting a concern about a mutual society

    Last modified: 19/04/2023
    I declare that all the information provided in this form is true and accurate. ... Once you submit this form someone will contact you within 12 working days.

  5. Co-operative and Community Benefit Societies Act 2014

    Tasks for regulated firms Published: 27/07/2015 Last modified: 08/06/2016
    Read more about which societies are governed by the Co-operative and Community Benefit Societies Act 2014 (CCBS Act).

  6. Re-use of Public Sector Information Regulations

    Last modified: 27/02/2023
    The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies.

  7. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  8. MLA A1 and A2: balance sheet FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA A1 and A2: balance sheet FAQs

  9. City Financial Investment Company Limited enters administration

    News stories Published: 26/03/2019 Last modified: 26/03/2019
    On 21 March 2019, City Financial Investment Company Limited (City Financial), a firm authorised and regulated by the FCA, appointed Jason Baker and Geoffrey Rowley of FRP Advisory LLP (FRP) as joint administrators. We explain what this means if you

  10. Cancel or dissolve your society

    Mutual societies Published: 11/05/2015 Last modified: 24/02/2023
    How to cancel or dissolve a society.

  11. Listing and sponsor fees

    Markets Published: 03/05/2016 Last modified: 11/01/2023
    Information on fees payable by issuers and sponsors.
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