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Showing 82 to 91 of 304 search results for legal form as provided for in the register.

82. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

83. TFC Payback / FundsBack Ltd / TFA Payback / TFE Payback

    Warnings Published: 22/08/2022 Last modified: 09/06/2023
    TFC Payback / FundsBack Ltd / TFA Payback / TFE Payback is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

84. UK Benchmarks Register removal notification [xlsx]

    Forms Published: 09/10/2019
    This form can only be used to remove benchmarks from the register. Separate forms are provided to; add new benchmarks to the register or amend benchmarks already published on the register.

85. UK SFTR reporting obligation

    Markets Published: 11/03/2020 Last modified: 23/10/2023
    We explain the UK Securities Financing Transactions Regulation (SFTR) reporting requirements and what they mean for your firm.

86. UK Benchmarks Register amendments notification form [xlsx]

    Forms Published: 09/10/2019
    This form can only be used to amend benchmarks already published on the register. Separate forms are provided to; add new benchmarks to the register or remove benchmarks from the register.

87. Whistleblowing quarterly data 2021 Q3

    Data Published: 25/11/2021 Last modified: 01/02/2024
    Our data shows the number of new whistleblowing reports the FCA received in July to September and the allegations they featured.

88. Apply for fund recognition

    Tasks for firms Published: 11/05/2015 Last modified: 18/07/2023
    Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.

89. Whistleblowing quarterly data 2022 Q2

    Data Published: 07/10/2022 Last modified: 07/10/2022
    Our data shows the number of new whistleblowing reports the FCA received in April to June 2022 and the allegations they featured.

90. Apply to become a sponsor

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    If your firm is looking to act as a Sponsor, there are several steps. Read more about the application process and what happens after you're approved.

91. Group reporting data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Group reporting data items: FAQs

92. Securitisation Repositories

    Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
    A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.