Search results

Showing 72 to 81 of 304 search results for legal form as provided for in the register.

72. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

73. Vanguard Investments / Vanguard Asset Management (clone of FCA authorised firms and FCA recognised products)

    Warnings Published: 17/01/2019 Last modified: 13/07/2021
    Vanguard Investments is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from

74. British Steel Pension Scheme redress FAQ

    Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
    The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.

75. Whistleblowing quarterly data 2023 Q2

    Data Published: 13/10/2023 Last modified: 13/10/2023
    The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured.

76. Controller forms needed for authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right

77. Whistleblowing quarterly data 2023 Q1

    Data Published: 30/06/2023 Last modified: 30/06/2023
    The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.

78. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

79. Legal and General Recovery (clone of FCA authorised firms)

    Warnings Published: 03/12/2021 Last modified: 03/12/2021
    Legal and General Recovery (clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

80. Legal Studio and Consult (Clone of FCA authorised firm)

    Warnings Published: 12/05/2022 Last modified: 10/08/2022
    Legal Studio and Consult (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

81. Mark Bael Risk Management and Legal Services (clone of FCA authorised firm)

    Warnings Published: 29/10/2010 Last modified: 05/06/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

82. BlackRock Advisors (UK) Ltd / BlackRock Investment Management (Clone of FCA Authorised firm)

    Warnings Published: 12/03/2020 Last modified: 02/10/2023
    BlackRock Advisors (UK) Ltd / BlackRock Investment Management (Clone of FCA Authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of