Search results

Showing 52 to 61 of 304 search results for legal form as provided for in the register.

52. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

53. Capital Finance & Legal

    Warnings Published: 14/02/2024 Last modified: 14/02/2024
    Capital Finance & Legal is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

54. Report a payment services or e-money firm

    Consumers Report a firm Published: 12/01/2018 Last modified: 11/09/2023
    Get in touch with the FCA if you think a payment services or e-money firm hasn’t met its legal requirements to you.

55. Oracle Legal Ltd

    Warnings Published: 18/02/2021 Last modified: 05/05/2023
    Oracle Legal Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

56. Unfair contract terms library

    Tasks for firms Published: 03/08/2015 Last modified: 31/10/2023
    The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

57. Market Watch 78

    Newsletters Published: 09/04/2024 Last modified: 09/04/2024
    Newsletter on market conduct and transaction reporting issues, March 2024.

58. Managing your society

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    Update and amend your society's details, submit annual returns, or register other changes with us.

59. Resources for your society

    Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
    Forms and useful information for those managing a mutual society.

60. Report a concern: mutual societies

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    How and to whom you can report a concern about a mutual society.

61. Whistleblowing quarterly data 2022 Q4

    Data Published: 04/05/2023 Last modified: 04/05/2023
    Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.

62. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ