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Showing 271 to 280 of 1396 search results for know your customer.

  1. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

    Statements Published: 11/03/2022 Last modified: 11/03/2022
    The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.
  2. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  3. Investors in CF Arch cru funds must ask adviser for review

    News stories Published: 17/12/2012 Last modified: 23/04/2013
    Investors in the CF Arch cru Investment and Diversified funds will be asked if they want their investment reviewed to see if they are entitled to compensation. Find out more about the consumer redress scheme.
  4. CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook

    Consultation papers Published: 22/10/2015 Last modified: 06/09/2016
    The proposal to remove the requirement for firms to produce a CFPPFM will be of direct interest to insurance companies operating with-profits business, their customers, potential customers and firms providing ... products. We want to know what you think
  5. Creating a fair and competitive environment for retail banking in the interests of consumers

    Speeches Published: 26/11/2014 Last modified: 26/11/2014
    Speech by Karina McTeague, Director of Retail Banking, the FCA. This is the text of the speech as drafted, which may differ from the delivered version.
  6. The equity release sales and advice process: key findings

    Firms Multi-firm reviews Published: 17/06/2020 Last modified: 17/06/2020
    Key findings from our exploratory work on later life lending, where we considered the borrowing opportunities available to consumers aged 55 and over, focusing on lifetime mortgages.
  7. The rationale for the FCA’s Mission and the context which the FCA operates in

    Speeches Published: 26/10/2016 Last modified: 10/11/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.
  8. Expect the unexpected: cyber security in 2017 and beyond

    Speeches Published: 24/04/2017 Last modified: 27/07/2017
    Speech by Nausicaa Delfas, Executive Director at the FCA, delivered at the Financial Information Security Network.
  9. MLA D: Lending - business flow and rates FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA D: Lending - business flow and rates FAQs
  10. MLA F: Mortgage lending - arrears analysis FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA F: Mortgage lending - arrears analysis FAQs