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Showing 1 to 10 of 471 search results for firms meet know your customer.

  1. Regulating the funeral plans sector: what you need to know

    Firms Published: 05/02/2021 Last modified: 05/02/2021
    The FCA are taking responsibility for regulating the pre-paid funeral plans sector. Find out what this means for funeral plan providers and intermediaries. 
  2. Insurance: business practice, suitability and eligibility

    Tasks for regulated firms Published: 09/02/2016 Last modified: 04/12/2016
    The rules in ICOBS 7 were amended so they were closer to the wording in the Distance Marketing of Consumer Financial Services Directive (DMD). The requirements applying to insurers are unchanged.
  3. Anti-money Laundering Compliance

    Focus areas Published: 03/08/2015 Last modified: 18/12/2020
    AML compliance is required from all FCA registered firms. Learn more about AML regulations and appointing a Money Laundering Reporting Officer.
  4. LIBOR transition: getting my firm ready

    Firms Tasks for regulated firms Focus areas Markets Markets policy Published: 17/09/2020 Last modified: 17/02/2021
    LIBOR is expected to stop after 2021 and firms must transition to alternative rates ahead of this. We explain what flexible firms need to know about LIBOR transition.
  5. Request Innovation Hub support

    New firm authorisation Published: 11/05/2015 Last modified: 14/01/2021
    Through the FCA Innovation we encourage and support innovation in financial markets and ultimately promote effective competition. How to request our support.
  6. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 07/01/2021
    Our training and competence regime supports consumers by making sure the financial services workforce is appropriately qualified and well regulated.
  7. Information for general insurers and intermediaries in the UK

    Firms Published: 26/02/2019 Last modified: 25/01/2021
    A focus for UK-based general insurers is minimising the disruption for EEA-based customers (including expats), or policies with certain EEA risks.
  8. Rules that apply to firms and fund operators in the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 07/01/2021
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  9. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  10. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018.