Search results
Showing 12 to 21 of 1197 search results for issue a warning notice.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
FCA publishes warning notice statements for GAM International Management and Timothy Haywood
The Financial Conduct Authority (FCA) has fined GAM international Management Limited £9.1m and Timothy Hayward £230,037 for conflicts of interest and gifts & entertainment matters. -
Accessibility
Find out about the individual cookies we use on the Panels' website, and why we use them. -
Information on general insurance - October 2022
FCA provides information on Acquisition of general insurance brokers approved and declined. -
Change or cancel an approval for a controlled function
Find out how to change, withdraw or cancel approval for a controlled function, including a senior management function (SMF). -
FCA update on cash savings - December 2023
This update sets out how the market has developed since the FCA published its review on the cash savings market, as well as where firms need to continue to make progress towards the consumer outcomes the FCA expects. -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
Brexit resources
This page lists our news and statements, speeches, publications and other pages related to Brexit. -
FSA CP13/8: Publishing information about warning notices
This consultation paper sets out our proposals on how the FCA will publish information about the subject-matter of a warning notice if it considers it to be appropriate. -
Service standards 2018/19
The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2018/19. -
Enforcement
Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.