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Showing 31 to 40 of 358 search results for introduced by MiFID II.
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Information on MiFID 2 transaction reporting - February 2020
FCA provides information on Mifid 2 transaction reporting. -
CP22/4: Quarterly Consultation Paper No. 35
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. -
Brexit – what we expect firms and other regulated persons to do now
The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use -
Training and competence
Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated. -
FCA statement on the share trading obligation
On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I
HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015. ... At the same time, we began our own consultation process and published a discussion paper, DP15/3, about issues where we have -
About our data
The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.