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Showing 111 to 120 of 357 search results for introduced by MiFID II.
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UK actions under MiFID II Articles 32 and 52 [xlsx]
Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52. -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
From the meeting held on 14 September 2015. -
MiFID II passporting application form: MTF/OTF notification [pdf]
MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements. -
MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]
This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form. -
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MiFID II passporting application form: Tied agent notification [pdf]
MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details. -
Independence, confidence and fairness
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA finds MiFID II research unbundling rules working well for investors
The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
From the meeting held on 22 October 2015. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.