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Showing 82 to 91 of 17672 search results for individual a warning.
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FCA Warning List of unauthorised firms
Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK. -
InvestSmart
Read the FCA's InvestSmart articles to help you make better informed investment decisions. -
2014 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. -
Information on individual advisers - October 2022
FCA provides information on Individual advisers. -
Apply to approve an individual or firm
Find out what you need to know before submitting your application. -
News
Latest FCA news, warnings and speeches and how to contact the FCA press office. -
MLA E: Residential loans to individuals FAQs
MLA E: Residential loans to individuals FAQs -
What we publish
We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available. -
Financial Services Register
The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered. -
Contact us
If you have a query, comment or complaint about the FCA you can contact us by web chat, email or phone. -
Four individuals face fraud charges
FCA starts criminal proceedings against 4 individuals for conspiracy to commit fraud and for conspiracy to carry out regulated activity without authorisation.