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Showing 22 to 31 of 801 search results for improve culture and governance in firms.

  1. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  2. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. ... Consumers may be interested in how our approach sits within our initiative to improve culture and governance in firms.

  3. A regulatory perspective: the drivers of culture and the role of purpose and governance

    Speeches Published: 18/09/2020 Last modified: 25/09/2020
    Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance.

  4. Diversity, Equity and Inclusion (DEI) Innovation Spotlight

    Published: 24/08/2022 Last modified: 22/03/2023
    Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space

  5. Supervision

    About us How we regulate Published: 19/04/2016 Last modified: 15/07/2021
    Find out more about the FCA's approach to supervising firms.

  6. FCA encourages firms to develop purposeful cultures

    News stories Published: 05/03/2020 Last modified: 22/05/2023
    The FCA Discussion Paper on driving purposeful cultures presents a range of views from industry leaders, professional bodies and culture experts, to help firms embed purposeful cultures.

  7. Credit rating agencies

    Focus areas Published: 07/01/2019 Last modified: 30/11/2023
    Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

  8. Market Watch 66

    Newsletters Published: 11/01/2021 Last modified: 22/01/2021
    In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking.

  9. FCA Enforcement Conference: Our part in changing culture

    News stories Published: 05/12/2014 Last modified: 05/12/2014
    The conference was an opportunity for us to hear industry views, and to share how lessons learned from Enforcement cases can be turned into good practice for firms. ... our penalties framework. lessons learned in the areas of consumer credit, benchmarks

  10. Consumer credit – Treating customers fairly

    Consumer credit firms Published: 23/04/2019 Last modified: 16/02/2023
    We set out why treating customers fairly should be at the heart of your business.

  11. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.