Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 81 to 90 of 346 search results for implementing MiFID II.

  1. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 December 2016.

  2. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 14 November 2016.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 22 November 2016.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 23 February 2017.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 26 January 2017.

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]

    Meeting minutes Published: 14/03/2016 Last modified: 14/03/2016
    From the meeting held on 22 February 2016.

  7. UK actions under MiFID II Articles 32 and 52 [xlsx]

    Data Published: 22/06/2018 Last modified: 25/04/2024
    Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52.

  8. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

  9. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

  10. MiFID II: applications received after 3 July 2017

    News stories Published: 25/07/2017 Last modified: 25/07/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.
Related topics