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Showing 51 to 60 of 346 search results for implementing MiFID II.

51. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

52. MiFID II Taping [pdf]

    Impact assessments Published: 04/07/2018

53. Periodic auctions

    Research insights Published: 25/06/2018 Last modified: 28/06/2018
    With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

54. [pdf]

    Documents Published: 26/03/2015 Last modified: 26/03/2015

55. MiFID II Inducements [pdf]

    Impact assessments Published: 04/07/2018

56. MiFID II Independence [pdf]

    Impact assessments Published: 04/07/2018

57. MiFID II conference: Commodities [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

58. MiFID II conference: Best execution [pdf]

    Documents Published: 11/11/2014 Last modified: 03/08/2016

59. Impact Assessment: MiFID II product governance [pdf]

    Impact assessments Published: 01/08/2018
    Extension of MiFID II product governance provisions to non-MiFID firms

60. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.