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Showing 122 to 131 of 528 search results for healthy culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
The role of regulation in encouraging good culture
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London. -
Personal accountability
Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the City & Financial conference on Personal Accountability in the Financial Services Industry, 2 December 2015, London. This is the text of the speech as drafted, which may differ -
Sustainability
We agree - financial incentive schemes are often a good clue to a firm’s culture. ... Long-term business sustainability depends on an open, transparent and flexible risk-responsive culture. -
Approved Persons Regime
Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test. -
Statement on wind-up of FSCB
The Financial Services Culture Board (FSCB) has supported industry in taking huge strides to improve culture following the financial crisis. -
Whistleblowing in practice: Case studies
Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms. -
Diversity, Equity and Inclusion (DEI) Innovation Spotlight
Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space -
The regulatory challenge
At the extremes they encourage a culture which means that if something is not forbidden it must be allowed; they can encourage gaming - how do I take myself out of the ... A much stronger, and more commercial, proposition is one where the culture and -
Consumer Duty – information for firms
To help firms implement the Duty, we explain more on the areas of the Duty that we have been receiving firm queries on which are relevant for the wider market. -
Final Notice 2019: Healthy Signature Ltd [pdf]
This final notice (Healthy Signature Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.