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Showing 11 to 20 of 134 search results for gave an individual a Warning Notice on 6 March.
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Business interruption insurance
Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. -
FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors
The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation -
Our Perimeter Report
Our perimeter (remit) determines the activities we regulate and the level of protection consumers can expect when they buy financial services and products -
Comparison of banking providers’ fraud controls
This page contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their -
FCA fines Lloyds Banking Group firms a total of £28,038,800 for serious sales incentive failings
The Financial Conduct Authority (FCA) has fined Lloyds TSB Bank plc and Bank of Scotland plc, both part of Lloyds Banking Group (LBG), £28,038,800 for serious failings in their controls over sales incentive schemes. -
Financial crime resources
Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications. -
Warning Notice Statement 24/2 [pdf]
The FCA gave two individuals warning notices on 13 July 2023 proposing to take action in respect of the conduct summarised in this statement. -
Warning Notice Statement 24/1 [pdf]
The FCA gave an individual a warning notice on 16 November 2023 proposing to take action in respect of the conduct summarised in this statement. -
Warning Notice Statement 23/5 [pdf]
The FCA gave 3 individuals warning notices on 17 February 2023 proposing to take action in respect of the conduct summarised in this statement. -
Warning Notice Statement 23/1 [pdf]
The FCA gave the following 2 individuals warning notices on 28 September 2022 proposing to take action (being the imposition of financial penalties) in respect of the conduct summarised in this statement.