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Showing 111 to 120 of 607 search results for gainmax capital limited.

111. Product sales data - 2022

     Data Published: 28/06/2023 Last modified: 28/06/2023
     The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the mortgages, retail investments or protection sectors submit product transaction data to the FCA quarterly.

112. 2021 fines

     News stories Published: 04/03/2021 Last modified: 17/12/2021
     This page contains information about enforcement fines published during the calendar year ending 2021.

113. FSA Final Notice 2007: GE Capital Bank Limited [pdf]

     Final notices Published: 30/01/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: GE Capital Bank Limited

114. Sergo Capital

     Warnings Published: 07/05/2019 Last modified: 07/05/2019
     Sergo Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

115. FSA Final Notice 2011: Omagis Capital Limited [pdf]

     Final notices Published: 17/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Omagis Capital Limited

116. G10 Capital Limited (Clone) (clone of FCA authorised firm)

     Warnings Published: 22/07/2019 Last modified: 21/11/2020
     G10 Capital Limited (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

117. First Supervisory Notice 2022: Pello Capital Limited [pdf]

     Supervisory notices Published: 21/12/2022 Last modified: 23/12/2022
     This First Supervisory Notice refers to breaches of Prin 3, 4 and 11 related to failing demonstrate that Pello Capital Limited has adequate and appropriate systems and controls to effectively manage risks. Failing to maintain adequate financial

118. Walden Capital Limited (Clone of FCA authorised firm)

     Warnings Published: 11/03/2021 Last modified: 11/03/2021
     Walden Capital Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

119. Capital Traders / www.capital-traders.com

     Warnings Published: 16/01/2019 Last modified: 16/01/2019
     Capital Traders / www.capital-traders.com is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

120. 360 Capital Management Limited t/a 360 Capital Markets

     Warnings Published: 02/02/2015 Last modified: 02/02/2015
     We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.