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Showing 161 to 170 of 19458 search results for financial%20lives.

  1. Apex Market Option Capital

    Warnings Published: 14/05/2024 Last modified: 14/05/2024
    Apex Market Option Capital is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. Short positions disclosed to us [xlsx]

    Data Published: 16/05/2024 Last modified: 16/05/2024
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. This document shows the public short positions disclosed to the FCA.

  3. UK SFTR news

    Published: 05/03/2021 Last modified: 23/10/2023
    Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

  4. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.

  5. Trail commission

    Consumers Published: 18/04/2016 Last modified: 13/06/2022
    If you received financial advice or used an intermediary to buy an investment product before 31 December 2012, you may be paying trail commission. Find out how you can stop paying.

  6. Regulated covered bonds

    Firms Regulated markets Published: 13/05/2016 Last modified: 08/02/2023
    Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime.

  7. Contact

    Last modified: 25/04/2024
    Independent Panels contact page.

  8. Publications

    Last modified: 19/03/2024
    Policy and guidance, corporate documents, notices and decisions, data, research and forms

  9. How to find us

    Last modified: 11/08/2021
    We are located in Stratford and accessible by train, tube, car or bus. Our map shows the route from Stratford Station to the FCA building.

  10. The financial services contracts regime

    Statements Published: 17/12/2018 Last modified: 18/02/2020
    The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion.