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Showing 91 to 100 of 6847 search results for final notice.

  1. Final Notice 2019: Jake Aughton [pdf]

    Final notices Published: 27/02/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2019: Shahidur Rahman Chowdhury [pdf]

    Final notices Published: 28/02/2019
    This final notice (Shahidur Rahman Chowdhury) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2019: C.B.C Salon Design Ltd [pdf]

    Final notices Published: 11/04/2019
    This final notice (C.B.C Salon Design Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Globe Auto Sales Ltd [pdf]

    Final notices Published: 12/02/2019
    This final notice (Globe Auto Sales Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2022: Henderson Carter Associates Limited [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Henderson Carter Associates Limited) refers to breaches of PRIN 1 and Section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a public censure.

  6. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

  7. Final Notice 2019: Ewloe Hall Motors Limited [pdf]

    Final notices Published: 29/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2018: Cars By John Munro Ltd [pdf]

    Final notices Published: 25/06/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2019: A G Taggart & Co Limited [pdf]

    Final notices Published: 01/05/2019
    This final notice (A G Taggart & Co Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: The Carphone Warehouse Limited [pdf]

    Final notices Published: 13/03/2019
    This final notice (The Carphone Warehouse Limited) refers to breaches of PRIN 3, 6 and 9 related to mis-selling in the general insurance and protection sector. We imposed a fine.
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