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1. What we publish

   Last modified: 07/04/2022
   We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

2. Final Notice 2022: Alexander Jon Compliance Consulting Limited [pdf]

   Final notices Published: 13/05/2022
   This final notice (lexander Jon Compliance Consulting Limited) refers to a failure to satisfy threshold conditions (COND) in the Wholesale sector. We refused the firm’s application for authorisation.

3. Final Notice 2022: Charanjit Sandhu [pdf]

   Final notices Published: 28/04/2022
   This Final Notice (Charanjit Sandhu) refers to breaches of FIT. We imposed a prohibition.

4. Final Notice 2022: D T Cars & Commercials Ltd [pdf]

   Final notices Published: 13/04/2022
   This final notice (D T Cars & Commercials Ltd) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

5. Final Notice 2022: Jeanine Lewis [pdf]

   Final notices Published: 28/04/2022
   This Final Notice ( Jeanine Lewis) refers to breaches of FIT. We imposed a prohibition.

6. Final Notice 2022: Hugh Edwards [pdf]

   Final notices Published: 28/04/2022
   This Final Notice (Hugh Edwards) refers to breaches of FIT. We imposed a prohibition.

7. Final Notice 2022: Twist and Scoot Ltd [pdf]

   Final notices Published: 14/04/2022
   This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

8. Final Notice 2022: Michael Mendonca Nascimento [pdf]

   Final notices Published: 28/04/2022
   This Final Notice (Michael Mendonca Nascimento) refers to breaches of FIT. We imposed a prohibition.

9. Final Notice 2022: Stuart Rea [pdf]

   Final notices Published: 28/04/2022
   This Final Notice (Stuart Rea) refers to breaches of FIT. We imposed a prohibition.

10. Final Notice 2022: A38 Motor Company Ltd [pdf]

    Final notices Published: 03/03/2022
    This final notice refers to a failure to satisfy the Fit and Proper test (FIT). We refused the individual’s application for approval.