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Showing 1 to 10 of 190 search results for Final Notice to Finablr plc.

  1. FCA Final Notice to Finablr plc

    Statements Published: 25/02/2022 Last modified: 25/02/2022
    We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.
  2. FCA Decision Notice to Finablr plc

    Statements Published: 16/12/2021 Last modified: 16/12/2021
    We have issued a Decision Notice to Finablr plc refusing the Company’s application for cancellation of its premium listing with reference to LR 5.2.7R. 
  3. Final Notice 2019: Prindiville Plc [pdf]

    Final notices Published: 25/07/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in
  4. Final Notice 2019: R. Raphael & Sons Plc [pdf]

    Final notices Published: 30/05/2019
    This final notice refers to breaches of PRIN 2, PRIN 3, SYSC 8 relating to culture/governance in the retail bank sector. We imposed a financial penalty.
  5. 2022 fines

    News stories Published: 28/02/2022 Last modified: 15/07/2022
    This page contains information about enforcement fines published during the calendar year ending 2022.
  6. 2020 fines

    News stories Published: 21/01/2020 Last modified: 03/03/2021
    This page contains information about enforcement fines published during the calendar year ending 2020.
  7. Financial Advisers

    Financial advisers Last modified: 04/08/2022
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.
  8. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.
  9. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.
  10. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 06/04/2016 Last modified: 04/08/2022
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.