Search results

Showing 231 to 240 of 6914 search results for final notice.

231. FSA Final Notice 2008: UNAT DIRECT Insurance Management Limited (UNAT) [pdf]

     Final notices Published: 19/05/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: UNAT DIRECT Insurance Management Limited (UNAT)

232. FSA Final Notice 2009: Antoinette Davis trading as Ability Mortgage Solutions [pdf]

     Final notices Published: 23/11/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Antoinette Davis trading as Ability Mortgage Solutions

233. FSA Final Notice 2009: Dele MacAulay Trading as Dele MacAulay Financial Services [pdf]

     Final notices Published: 26/06/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Dele MacAulay Trading as Dele MacAulay Financial Services

234. FSA Final Notice 2007: Mr Joseph Masi, trading as Select Mortgage Services [pdf]

     Final notices Published: 03/09/2007 Last modified: 14/06/2014
     FSA Final Notice 2007: Mr Joseph Masi, trading as Select Mortgage Services

235. FSA Final Notice 2010: Park Row [pdf]

     Final notices Published: 23/02/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Park Row

236. FSA Final Notice 2004: RXB01510 [pdf]

     Final notices Published: 01/02/2004 Last modified: 14/06/2014
     FSA Final Notice 2004: RXB01510

237. FSA Final Notice 2010: Fabio Massimo De Biase [pdf]

     Final notices Published: 27/09/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Fabio Massimo De Biase

238. FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function

     Press Releases Published: 22/09/2015 Last modified: 14/11/2016
     FCA publishes Final Notice for Keydata’s former finance director, Craig McNeil, fining him £350,000 and prohibiting him from performing any significant influence function. ... The Final Notice for Craig McNeil.

239. FCA Final Notice 2014: Sesame Limited [pdf]

     Final notices Published: 29/10/2014 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 8 and COBS related to conflicts of interest in the life insurance and investment adviser sector. We imposed a fine.

240. Final Notice 2022: Ashkan Zahedian [pdf]

     Final notices Published: 08/11/2022
     This Final Notice (Ashkan Zahedian) refers to a failure to satisfy the Fit and Proper Test (FIT). We imposed a prohibition.