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Showing 201 to 210 of 6848 search results for final notice.

  1. Final Notice 2013: Michael Coscia [pdf]

    Final notices Published: 03/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine.

  2. Final Notice 2022: E.A. McCarroll [pdf]

    Final notices Published: 29/09/2022
    This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  3. FSA Final Notice 2011: Integrated Financial Arrangements plc [pdf]

    Final notices Published: 05/12/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Integrated Financial Arrangements plc

  4. FSA Final Notice 2011: Perspective Financial Management Limited [pdf]

    Final notices Published: 24/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Perspective Financial Management Limited

  5. FSA Final Notice 2007: The Loan Company t/a Greenhill Finance (“TLC”/ “the Firm”) [pdf]

    Final notices Published: 19/11/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: The Loan Company t/a Greenhill Finance (“TLC”/ “the Firm”)

  6. FSA Final Notice 2011: Commercial Lines Direct Limited [pdf]

    Final notices Published: 24/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Commercial Lines Direct Limited

  7. FSA Final Notice 2012: Great Financial Services Limited [pdf]

    Final notices Published: 24/01/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Great Financial Services Limited

  8. FSA Final Notice 2013: The Royal Bank of Scotland plc [pdf]

    Final notices Published: 06/02/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Royal Bank of Scotland plc

  9. FSA Final Notice 2010: Martyn Powsney [pdf]

    Final notices Published: 26/03/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Martyn Powsney

  10. FSA Final Notice 2008: Graham John Cole [pdf]

    Final notices Published: 24/07/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Graham John Cole
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