Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 81 to 90 of 237 search results for failings in relation to LIBOR.

  1. The fairness challenge

    Speeches Published: 24/10/2013 Last modified: 25/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at Mansion House, London. This is the text of the speech as drafted, which may differ from the delivered version.
  2. Next steps for LIBOR transition in 2020: the time to act is now

    Press Releases Published: 16/01/2020 Last modified: 16/01/2020
    The Bank of England (the Bank), Financial Conduct Authority (FCA) and the Working Group on Sterling Risk-Free Reference Rates (RFRWG) have published a set of documents today, outlining priorities and milestones for 2020 on LIBOR transition.
  3. FCA statement - insuring SMEs: business interruption

    Statements Published: 01/05/2020 Last modified: 01/05/2020
    FCA announces it intends to obtain a court declaration to resolve contractual uncertainty in business interruption insurance cover
  4. FSA requires action of the HSBC Group

    Documents Published: 08/03/2013 Last modified: 15/08/2014
    The Financial Services Authority (FSA), as lead regulator for the HSBC Group globally, is taking action in relation to issues in respect of HSBC’s compliance with anti-money laundering rules and US sanctions requirements.
  5. FCA fines LJ Financial Planning Ltd £107,200

    Press Releases Published: 10/12/2020 Last modified: 10/12/2020
    Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.
  6. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

    Press Releases Published: 05/03/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).
  7. Regulation round-up September 2013

    Newsletters Published: 02/10/2013 Last modified: 28/10/2013
    In 2012, we identified failings in the way that some banks sold IRHPs. ... We fined AXA £1.8 million for failing to ensure it gave suitable investment advice to its customers and failing to have effective controls over its incentive schemes.
  8. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the
  9. Regulatory Decisions Committee (RDC)

    About us Our structure Published: 07/04/2016 Last modified: 01/07/2021
    The Regulatory Decisions Committee (RDC) takes certain decisions on behalf of the FCA. These decisions relate to enforcement and supervisory actions, as well as applications by firms for authorisation and by individuals for approval.
  10. Confirmed industry guidance

    About us How we regulate Published: 21/04/2016 Last modified: 12/09/2019
    Read about our process for recognising industry guidance, which we describe as 'FCA confirmation'.