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1. External audit requirements

   Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
   Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated.

2. External audit requirements for MiFID investment firms

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Find out more about external audit requirements for MiFID investment firms, including what you need to do.

3. External audit requirements for authorised professional firms

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.

4. External audit requirements for small personal investment firms or service companies

   Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
   Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.

5. UK EMIR library

   Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
   To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

6. FAMR Baseline tracking

   External research Published: 24/09/2018 Last modified: 24/09/2018
   The Financial Advice Market Review (FAMR) Baseline Report sets out a range of indicators developed to give us a snapshot of the market for financial advice. In line with our commitment to monitor changes in the market, we publish follow-up consumer

7. FCA outcomes and metrics

   Data Published: 02/04/2022 Last modified: 12/03/2024
   The FCA is committed to being clear about how it is accountable for its progress. On this page the FCA sets out its outcomes and the metrics it will use to measure them.

8. General insurance value measures data 2022

   Data Published: 20/09/2023 Last modified: 20/09/2023
   The FCA has published value measures data for a wide range of General Insurance (GI) Products for January to December 2022.

9. Research Note: Mortgage borrowers and macroeconomic developments

   Mortgages Research notes Published: 10/03/2023 Last modified: 13/03/2023
   This work used our mortgage PSD data to understand households that would be at risk of a payment shortfall within the two years from Q2 2022.

10. FCA response to the independent panels’ annual reports

    Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
    In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.