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61. Apply to become a general insurance intermediary

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website.

62. Asset Land - Information for investors

    News stories Published: 26/04/2016 Last modified: 15/10/2019
    The Asset Land companies and their directors promoted and operated collective investment schemes (CIS) without FCA authorisation

63. Apply to be an authorised AIFM

    Markets Published: 05/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

64. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

65. How to claim compensation if a firm fails

    Consumers Complaints Published: 18/04/2016 Last modified: 03/05/2023
    If a financial firm goes out of business and owes you money, you may be able to claim compensation. Find out what steps you should take to get your money back.

66. Payments in the Single Euro Payments Area

    Consumers Published: 18/04/2016 Last modified: 11/05/2023
    Find out what you can expect from banks and other providers when you make payments in euros to an account in the Single Euro Payments Area (SEPA).

67. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.

68. Scheme documents

    Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
    You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

69. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.

70. Advice checker: defined benefit pension transfers

    Know your rights Published: 04/06/2020 Last modified: 21/04/2022
    Find out if the pension transfer advice you received was right for you, and what to do if you think it wasn’t.