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Showing 31 to 40 of 843 search results for don't need to register.

  1. Using claims management companies

    Know your rights Published: 07/03/2019 Last modified: 01/03/2022
    The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs.
  2. Resources for your society

    Mutual societies Published: 24/02/2023 Last modified: 02/04/2024
    Forms and useful information for those managing a mutual society.
  3. Freedom of Information

    Last modified: 22/11/2022
    Find out how to make a Freedom of Information Act (FOIA) request and view information the FCA has already released under FOIA and think is of public interest.
  4. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.
  5. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.
  6. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.
  7. 5 questions to ask before you invest

    InvestSmart Last modified: 07/09/2023
    To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.
  8. Fake FCA communications

    Consumers Scams Published: 18/02/2021 Last modified: 21/03/2024
    Fraudsters sometimes pretend to work for the FCA, so if you’re unsure it’s important to check. Find out how to spot fake FCA emails, phone calls, and websites.
  9. Your rights with financial services

    Consumers Your rights Published: 20/03/2023 Last modified: 31/07/2023
    Your rights as a consumer are protected by law. Find out what to expect from your providers, and where you can go if something goes wrong.
  10. Firms now need to update or confirm their Firm Details annually

    News stories Published: 23/01/2020 Last modified: 23/01/2020
    From 31 January 2020, firms that come under Sup 16.10 reporting requirements have to check, amend or confirm the accuracy of their Firm Details annually, using the FCA’s Connect portal.