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Showing 242 to 251 of 383 search results for defined contribution pensions.

242. Fines

     Table of fines with links to further information.

243. FCA fines LJ Financial Planning Ltd £107,200

     Press Releases Published: 10/12/2020 Last modified: 10/12/2020
     Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

244. Improving the suitability of financial advice

     Speeches Published: 19/09/2019 Last modified: 03/10/2019
     Speech by Debbie Gupta, Director of Life Insurance and Financial Advice Supervision at the FCA, delivered at Money Marketing Interactive Conference 2019, Harrogate.

245. FCA publishes Defined Benefit Advice Assessment Tool

     News stories Published: 15/01/2021 Last modified: 15/01/2021
     The DBAAT helps the market understand how we assess the suitability of defined benefit pension transfer advice

246. Retail Prices Index changes and DB pension transfer redress

     Statements Published: 03/03/2021 Last modified: 10/03/2021
     We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.

247. FCA sets out new employment offer

     Press Releases Published: 01/03/2022 Last modified: 01/03/2022
     The Financial Conduct Authority (FCA) has today set out a new employment offer designed to reward strong, consistent performance, aid career development and close pay gaps. 

248. Land banking investment scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how land banking investments work, how to avoid scams and what to do if you’re scammed.

249. FSCS supplementary levies for 2018/19

     Tasks for regulated firms Published: 05/02/2019 Last modified: 13/02/2023
     Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

250. Nikhil Rathi – APM opening remarks 2022

     Speeches Published: 12/10/2022 Last modified: 12/10/2022
     Opening remarks by Nikhil Rathi, Chief Executive of the FCA delivered at the FCA's 2022 Annual Public Meeting.

251. FCA places restrictions on KBFS Financial Limited

     News stories Published: 15/11/2023 Last modified: 15/11/2023
     We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.

252. Market abuse in a time of coronavirus

     Speeches Published: 12/10/2020 Last modified: 12/10/2020
     Julia Hoggett speaking on market abuse at the Ciy & Financial Global event.